Sean B. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Bernard Burns was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1982. Sean had worked at 3 firms and has passed the Series 63, Series 3, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1991 - February 12, 1991
BRADESCO INVESTMENTS INC.
September 15, 1983 - December 16, 1983
CIBC WORLD MARKETS CORP.
July 12, 1982 - October 6, 1982
CONTISECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRADESCO INVESTMENTS INC.
CRD#: 19453 / SEC#: , 8-37483
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
