Edward B. Cuneo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Benjamin Cuneo was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1982. Edward had worked at 9 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2011 - January 3, 2012
HEROLD & LANTERN INVESTMENTS, INC.
July 9, 2008 - June 21, 2011
SEIDEL & CO., LLC
June 27, 2001 - July 2, 2008
HAPOALIM SECURITIES USA, INC.
October 28, 1992 - June 27, 2001
HERZOG, HEINE, GEDULD, LLC
December 12, 1991 - November 10, 1992
APEX CLEARING CORPORATION
July 2, 1991 - November 8, 1991
SLS SECURITIES COMPANY
March 26, 1986 - April 30, 1991
MINT BROKERS
July 22, 1985 - January 14, 1986
GINTELCO, INC.
May 21, 1982 - June 29, 1985
GINTEL & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
