AL

Anthony E. Locascio

INVESTMENT CAPITAL ADVISORS
Clinton, NJ 08809
Some features on this profile are disabled
CRD#: 1025728
AL

Professional summary


Anthony Edward Locascio, CFP®, who also goes by Tony Locascio, is a registered financial advisor currently at INVESTMENT CAPITAL ADVISORS located in Clinton, New Jersey.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Anthony has worked at 21 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Tony Locascio

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Anthony Edward Locascio's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

January 14, 2019 - Present

INVESTMENT CAPITAL ADVISORS

Office #1: 116 West Main St., Clinton, NJ 08809
RIA
CRD#: 298788
Clinton, NJ
Past

November 9, 2018 - December 31, 2018

INVESTMENT CAPITAL ADVISORS

RIA
CRD#: 298788
CLINTON, NJ
Past

June 3, 2015 - October 31, 2019

KOVACK ADVISORS, INC.

RIA
CRD#: 140808
CLINTON, NJ
Past

October 15, 2014 - August 29, 2024

KOVACK SECURITIES INC.

BD
CRD#: 44848
Clinton, NJ
Past

November 6, 2013 - February 3, 2016

PROSPERITY CAPITAL ADVISORS

RIA
CRD#: 156480
CLINTON, NJ
Past

October 22, 2013 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
CLINTON, NJ
Past

December 23, 2009 - October 25, 2013

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
CLINTON, NJ
Past

December 21, 2009 - October 25, 2013

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
MINNEAPOLIS, MN
Past

September 5, 2006 - December 10, 2009

ANTHONY LOCASCIO CONSULTING, LLC

RIA
CRD#: 141214
CLINTON, NJ
Past

April 26, 2006 - December 23, 2009

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
CLINTON, NJ
Past

December 2, 2005 - December 23, 2009

FSC SECURITIES CORPORATION

BD
CRD#: 7461
CLINTON, NJ
Past

September 28, 2004 - April 1, 2005

PAN-AMERICAN INVESTMENT ADVISERS, INC.

RIA
CRD#: 111107
CLINTON, NJ
Past

September 5, 2002 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

BD
CRD#: 15578
NEW ORLEANS, LA
Past

February 26, 2002 - August 12, 2002

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

May 21, 1998 - October 1, 2002

INVESTMENT COUNSELING, INC.

BD
CRD#: 44230
FT LAUDERDALE, FL
Past

January 6, 1998 - May 27, 1998

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

September 5, 1991 - January 9, 1998

INVESTMENT ADVISORS & CONSULTANTS, INC.

BD
CRD#: 7996
WEST LONG BRANCH, NJ
Past

December 3, 1987 - September 9, 1991

WORLD INVESTMENTS, LLC

BD
CRD#: 20626
LINCROFT, NJ
Past

August 20, 1987 - December 8, 1987

MONARCH INVESTMENTS INC.

BD
CRD#: 18208
Past

January 21, 1987 - September 11, 1987

STUART STONE & CO., LLC

BD
CRD#: 18190
Past

July 11, 1986 - January 29, 1987

FOCUS SECURITIES, INC.

BD
CRD#: 15023
Past

May 25, 1984 - July 23, 1986

CARDELL & ASSOCIATES, INCORPORATED

BD
CRD#: 7700
Past

November 15, 1982 - June 4, 1984

INVESTMENT ADVISORS & CONSULTANTS, INC.

BD
CRD#: 7996
Past

November 15, 1982 - May 21, 1985

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(2/25/2025)
IAR
Florida
(6/23/2022)
IAR
Louisiana
(3/8/2023)
IAR
New Jersey
(1/14/2019)
IAR
North Carolina
(8/18/2022)
IAR
Pennsylvania
(8/16/2022)
IAR
South Carolina
(5/22/2023)
IAR
Texas
(3/9/2023)
IAR
Virginia
(10/21/2024)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


IC
INVESTMENT CAPITAL ADVISORS
ANTHONY LOCASCIO CONSULTING | INVESTMENT CAPITAL ADVISORS LLC | INVESTMENT CAPITAL ADVISORS

CRD#: 298788 / SEC#:

Delaware
Registered Investment Advisory firm - (2/20/2024 Approved)
Florida
Registered Investment Advisory firm - (6/23/2022 Approved)
Louisiana
Registered Investment Advisory firm - (3/8/2023 Approved)
New Jersey
Registered Investment Advisory firm - (1/14/2019 Approved)
North Carolina
Registered Investment Advisory firm - (8/17/2022 Approved)
Pennsylvania
Registered Investment Advisory firm - (8/15/2022 Approved)
South Carolina
Registered Investment Advisory firm - (5/20/2023 Approved)
Texas
Registered Investment Advisory firm - (2/22/2023 Conditional Restricted)
Virginia
Registered Investment Advisory firm - (10/21/2024 Approved)
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Contact information


Main Address
116 West Main St., Clinton, NJ 08809
Mailing Address
Phone number
(908) 730-8599
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts651
AUM (Assets Under Management)$ 109,961,139

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTMENT CAPITAL ADVISORS

CRD#: 298788Clinton, NJ 08809

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