Anthony E. Locascio

INVESTMENT CAPITAL ADVISORS

Clinton, NJ 08809

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CRD#: 1025728

Professional summary

Anthony Edward Locascio, CFP®, who also goes by Tony Locascio, is a registered financial advisor currently at INVESTMENT CAPITAL ADVISORS located in Clinton, New Jersey.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Anthony has worked at 21 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Locascio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ANTHONY LOCASCIO CONSULTING, LLC - 116 W. MAIN STREET, CLINTON, NJ 08809, INVESTMENT RELATED, FINANCIAL SERVICES & TAX PREPARATION, APPROX 40 HOURS PER MONTH, WITH 30 TRADING HOURS, PAID THROUGH FEES. 2) ANTHONY LOCASCIO, INSURANCE AGENT, INVESTMENT RELATED, OFFERING FIXED ANNUITIES, DISABILITY, LIFE AND LONG TERM CARE, 20 HOURS PER MONTH, 2 TRADING HOURS, PAID THROUGH COMMISSIONS, SINCE 1980. 3) LLC, JAMISON C. TAYLOR LLC, 116 W. MAIN STREET, CLINTON, NJ 08809, NON INVESTMENT RELATED, COLLECT RENTAL PROPERTY INCOME, 0 HOURS PER MONTH, SINCE 2001. 4) ANTHONY LOCASCIO, EA, CTC, NON INVESTMENT RELATED, TAX PLANNING, ACTING AS AN ENROLLED AGENT AND CERTIFIED TAX COACH, PAID BY FEE, 30 HOURS PER MONTH WITH 8 TRADING HOURS. 5) DISTINCTIVE PROPERTY TRADERS LLC - 116 W. MAIN STREET, CLINTON, NJ 08809; BUYING, REFURBISH AND SELLING REAL ESTATE AND REFURBISH AND HOLDING REAL ESTATE; NON INVESTMENT RELATED; OWNER; BUYING, REFURBISHING RENTAL PROPERTY AND SELLING; 10% OF TIME SPENT 6) ANTHONY LOCASCIO AGENCY INDEPENDENT INSURANCE CONSULTANTS - 116 W. MAIN STREET, CLINTON, NJ 08809; SOLE PROPIETORSHIP; INSURANCE AGENCY FOR PROPERTY AND CASUALTY LINES; NON-INVESTMENT RELATED; OWNER; OVERSEE AGENCY; 10% OF TIME SPENT 7) INVESTMENT CAPITAL ADVISORS, LLC - 116 W. MAIN STREET, CLINTON NJ 08809; OWNER; INVESTMENT ADVISORY SERVICES; INVESTMENT-RELATED BUSINESS; ONCE STARTED 20% OF TIME SPENT 8) NOTARY - 116 W. MAIN STREET, CLINTON NJ 08809; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS; NOTARY; 1% OF TIME SPENT. 9) STAND UP COMEDIAN; 116 W. MAIN STREET, CLINTON NJ 08809; NON-INVESTMENT RELATED; STAND UP COMEDIAN FOR SHOWS; LESS THAN 1% OF TIME SPENT. 10) CHILDREN'S BOOK - 5 N. HONEYMAN RD, WHITEHOUSE STATIONS, NJ 08889; NON-INVESTMENT RELATED; WROTE A CHILDREN'S BOOK; AUTHOR; LESS THAN 1% OF TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Edward Locascio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

January 14, 2019 - Present

INVESTMENT CAPITAL ADVISORS

Office #1: 116 West Main St., Clinton, NJ 08809

RIA

CRD#: 298788

Clinton, NJ

Past

November 9, 2018 - December 31, 2018

INVESTMENT CAPITAL ADVISORS

RIA

CRD#: 298788

CLINTON, NJ

Past

June 3, 2015 - October 31, 2019

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

CLINTON, NJ

Past

October 15, 2014 - August 29, 2024

KOVACK SECURITIES INC.

CRD#: 44848

Clinton, NJ

Past

November 6, 2013 - February 3, 2016

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

CLINTON, NJ

Past

October 22, 2013 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

CLINTON, NJ

Past

December 23, 2009 - October 25, 2013

QUESTAR CAPITAL CORPORATION

CRD#: 43100

CLINTON, NJ

Past

December 21, 2009 - October 25, 2013

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

September 5, 2006 - December 10, 2009

ANTHONY LOCASCIO CONSULTING, LLC

RIA

CRD#: 141214

CLINTON, NJ

Past

April 26, 2006 - December 23, 2009

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CLINTON, NJ

Past

December 2, 2005 - December 23, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

CLINTON, NJ

Past

September 28, 2004 - April 1, 2005

PAN-AMERICAN INVESTMENT ADVISERS, INC.

RIA

CRD#: 111107

CLINTON, NJ

Past

September 5, 2002 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

February 26, 2002 - August 12, 2002

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

May 21, 1998 - October 1, 2002

INVESTMENT COUNSELING, INC.

CRD#: 44230

FT LAUDERDALE, FL

Past

January 6, 1998 - May 27, 1998

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

September 5, 1991 - January 9, 1998

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

WEST LONG BRANCH, NJ

Past

December 3, 1987 - September 9, 1991

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

August 20, 1987 - December 8, 1987

MONARCH INVESTMENTS INC.

CRD#: 18208

Past

January 21, 1987 - September 11, 1987

STUART STONE & CO., LLC

CRD#: 18190

Past

July 11, 1986 - January 29, 1987

FOCUS SECURITIES, INC.

CRD#: 15023

Past

May 25, 1984 - July 23, 1986

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

November 15, 1982 - June 4, 1984

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

Past

November 15, 1982 - May 21, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(2/25/2025)

IAR

Florida
(6/23/2022)

IAR

Louisiana
(3/8/2023)

IAR

New Jersey
(1/14/2019)

IAR

North Carolina
(8/18/2022)

IAR

Pennsylvania
(8/16/2022)

IAR

South Carolina
(5/22/2023)

IAR

Texas
(3/9/2023)

IAR

Virginia
(10/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/27/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/1997

General Securities Principal Examination

Current Firm

INVESTMENT CAPITAL ADVISORS

ANTHONY LOCASCIO CONSULTING | INVESTMENT CAPITAL ADVISORS LLC | INVESTMENT CAPITAL ADVISORS

CRD#: 298788 / SEC#:

Delaware

Registered Investment Advisory firm - (2/20/2024 Approved)

Florida

Registered Investment Advisory firm - (6/23/2022 Approved)

Louisiana

Registered Investment Advisory firm - (3/8/2023 Approved)

New Jersey

Registered Investment Advisory firm - (1/14/2019 Approved)

North Carolina

Registered Investment Advisory firm - (8/17/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/15/2022 Approved)

South Carolina

Registered Investment Advisory firm - (5/20/2023 Approved)

Texas

Registered Investment Advisory firm - (2/22/2023 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (10/21/2024 Approved)

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Contact information

Main Address

116 West Main St., Clinton, NJ 08809

Mailing Address

Phone number

(908) 730-8599

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584
AUM (Assets Under Management)	$ 89,177,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony E. Locascio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Edward Locascio's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT CAPITAL ADVISORS

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

PROSPERITY CAPITAL ADVISORS

RESOURCE HORIZONS GROUP LLC

QUESTAR CAPITAL CORPORATION

QUESTAR ASSET MANAGEMENT, INC.

ANTHONY LOCASCIO CONSULTING, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

PAN-AMERICAN INVESTMENT ADVISERS, INC.

PAN-AMERICAN FINANCIAL ADVISERS

SECURITIES SERVICE NETWORK, LLC

INVESTMENT COUNSELING, INC.

MOMENTUM INDEPENDENT NETWORK INC.

INVESTMENT ADVISORS & CONSULTANTS, INC.

WORLD INVESTMENTS, LLC

MONARCH INVESTMENTS INC.

STUART STONE & CO., LLC

FOCUS SECURITIES, INC.

CARDELL & ASSOCIATES, INCORPORATED

INVESTMENT ADVISORS & CONSULTANTS, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/1998

SIE

Date: 10/1/2018

Series 7

Date: 2/1/1997

Series 22

Date: 6/27/1988

Series 6

Date: 11/12/1982

Series 24

Date: 9/16/1997

Current Firm

INVESTMENT CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENT CAPITAL ADVISORS

TRUST BUT VERIFY

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