Richard C. Mcdavitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Charles Mcdavitt was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1982. Richard had worked at 2 firms and has passed the Series 63, Series 6, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2004 - October 19, 2004
CINCINNATI ANALYSTS, INC.
August 28, 1996 - October 19, 2004
CINCINNATI ANALYSTS, INC.
March 5, 1986 - May 17, 1996
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION
August 20, 1982 - February 8, 1986
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/2/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
CINCINNATI ANALYSTS, INC.
CRD#: 5478 / SEC#: 801-9678, 8-13791
Contact information
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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