Richard Charles Mcdavitt
Professional Summary
Richard Charles Mcdavitt was a registered financial advisor. Richard was a previously registered financial advisor and started their career in finance 1982 - 2004. Richard had worked at 2 firms and has passed the Series 63, Series 6, Series 62 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL ANALYSTS INCORPORATED | PACIFIC SOUTHWEST FINANCIAL AND INSURANCE SERVICES | KISTLER TIFFANY COMPANIES | GRAYHILL LTD. | FINANCIAL ADVISORY ASSOCIATES | CINCINNATI ANALYSTS, INC. | CINCINNATI ANALYSTS, INC | CAPITAL ANALYSTS, INCORPORATED | CAPITAL ANALYSTS OF TENNESSEE INC. | CAPITAL ANALYSTS OF NEW ENGLAND, INC.
Contact Information
Established
Delaware since 01/29/1968Firm Type
CorporationFiscal Year End
DecemberDirect owners and executive officers
Disclosures
Regulatory Event
7Civil Event
1Arbitration
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1998About the Series 6 examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jun 1989Series 22 — Direct Participation Programs Representative Examination
Passed Sep 1983About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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