Robert A. Scarmazzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Scarmazzo, who also goes by Robert Anthony Scrmazzo, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1992 - November 29, 1995
ALEX MOORE & COMPANY, INC.
October 14, 1986 - May 1, 1991
MORGAN STANLEY DW INC.
June 13, 1984 - September 16, 1986
ROONEY, PACE INC.
January 25, 1982 - June 8, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALEX MOORE & COMPANY, INC.
CRD#: 28062 / SEC#: , 8-43029
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
