Larry W. Dykes

ADVISOR SHARE WEALTH MANAGEMENT

Indianapolis, IN 46240

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CRD#: 1025566

Professional summary

Larry Wayne Dykes is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Indianapolis, Indiana.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Larry has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)FINANCIAL PLANNING, WEALTH MGMT TEAM; SOMERSET. PRINCIPALS. SECURITIES & FIXED INS. 3925 RIVER CROSSING PKWY, 3RD FLOOR, INDIANAPOLIS IN. FULL TIME EMPLOYEE SINCE JUNE 1999. (2)P&C COMMISSIONS. 3925 RIVER CROSSING PKWY 3RD FLOOR INDIANAPOLIS IN 46240. PARTNER IN CPA FIRM. NOT INVESTMENT RELATED. RECEIVING SHARE OF P&C COMMISSION FOR REFERRAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Wayne Dykes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Office #1: 1050 E. 86th Street Suite 55-c, Indianapolis, IN 46240

RIA

CRD#: 307997

Indianapolis, IN

Past

December 15, 2020 - July 25, 2024

SEQUENT PLANNING, LLC

RIA

CRD#: 160381

Indianapolis, IN

Past

September 23, 2003 - December 2, 2014

SOMERSET CPAS, P.C.

RIA

CRD#: 112848

INDIANAPOLIS, IN

Past

January 15, 1999 - April 24, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

INDIANAPOLIS, IN

Past

January 24, 1994 - April 24, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

INDIANAPOLIS, IN

Past

November 2, 1988 - May 6, 1992

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

April 21, 1986 - February 20, 1987

VP DISTRIBUTORS LLC

CRD#: 3036

Past

April 10, 1984 - December 23, 1985

NEW ENGLAND SECURITIES

CRD#: 615

Past

January 5, 1982 - April 7, 1986

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(7/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/4/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/21/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Larry W. Dykes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Wayne Dykes's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUENT PLANNING, LLC

SOMERSET CPAS, P.C.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WALNUT STREET SECURITIES, INC.

VP DISTRIBUTORS LLC

NEW ENGLAND SECURITIES

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/1983

Series 7

Date: 6/4/1996

Series 6

Date: 12/21/1981

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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