Mary J. Keatingscott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Jane Keatingscott, who also goes by Mary Jane Keating, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 4 firms and has passed the SIE, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1994 - December 31, 2015
GEORGE K. BAUM & COMPANY
March 8, 1990 - May 31, 1994
GKB, INC.
March 5, 1985 - March 19, 1990
DBLKM INC.
February 10, 1982 - March 12, 1984
KAISER AND COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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