Ian Hurwitz
Professional summary
Ian Hurwitz is a registered financial advisor currently at HURWITZ ASSOCIATES, INC. located in Houston, Texas.
Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Ian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ian Hurwitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2005 - Present
HURWITZ ASSOCIATES, INC.
Office #1: 4544 Post Oak Place, Suite 150, Houston, TX 77027July 7, 2016 - December 31, 2016
TCFG WEALTH MANAGEMENT, LLC
October 3, 2011 - July 29, 2014
B.B. GRAHAM & COMPANY, INC.
October 12, 2005 - September 30, 2011
NELSONREID, INC.
December 1, 1995 - December 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
December 1, 1995 - December 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 25, 1982 - December 8, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/8/2024)
(4/14/2005)
Exams
Series 5
Date: 4/29/1983
Interest Rate Options ExaminationSeries 15
Date: 2/7/1983
Foreign Currency Options ExaminationCurrent Firm
HURWITZ ASSOCIATES, INC.
CRD#: 133472 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 58,901,630 |
Red Flags
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