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Daniel R. Urso

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CRD#: 1025411
DU

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Richard Urso was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1982. Daniel had worked at 4 firms and has passed the Series 65 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 11, 2018 - October 26, 2021

NATIONAL RETIREMENT PLAN SERVICES, INC.

RIA
CRD#: 148026
TAMPA, FL
Past

October 2, 1986 - September 9, 1994

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
Past

November 16, 1983 - September 9, 1994

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
Past

March 25, 1982 - May 14, 1984

SIGNATOR INVESTORS, INC.

BD
CRD#: 468

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/9/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam

Current Firm


NR
NATIONAL RETIREMENT PLAN SERVICES, INC.
FIDELITY INVESTMENTS FINANCIAL ADVISORS | SUNCOAST WEALTH MANAGEMENT SERVICES | RETIREMENT WEALTH MANAGEMENT, INC. | OMNI WEALTH MANAGEMENT, INC. | NATIONAL RETIREMENT PLAN SERVICES, INC.

CRD#: 148026 / SEC#:

California
Registered Investment Advisory firm - (12/31/2011 Terminated)
Florida
Registered Investment Advisory firm - (1/2/2009 Approved)
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Contact information


Main Address
4532 W. Kennedy Blvd Suite 281, Tampa, FL 33609
Mailing Address
Po Box 20082, Tampa, FL 33622
Phone number
(813) 282-3486
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NATIONAL RETIREMENT PLAN SERVICES, INC.

CRD#: 148026

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