Melvyn N. Feinbloom
Professional summary
Melvyn N Feinbloom, who also goes by Melvyn Norman Feinbloom, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Paramus, New Jersey.
Melvyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Melvyn has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Melvyn N Feinbloom's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Melvyn N Feinbloom's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 31, 2001 - Present
PARK AVENUE SECURITIES LLC
Office #1: 52 Forest Ave, Paramus, NJ 07652May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 52 Forest Ave, Paramus, NJ 07652February 9, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
January 5, 1995 - December 31, 1996
CADARET, GRANT & CO., INC.
September 28, 1990 - January 5, 1995
GUARDIAN INVESTOR SERVICES LLC
June 14, 1988 - October 3, 1990
W.D.R. EQUITY RESOURCES, INC.
November 2, 1982 - June 1, 1988
MML INVESTORS SERVICES, LLC
May 7, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2012)
(4/10/2001)
(6/5/2014)
(6/4/2014)
(6/5/2014)
(6/6/2014)
(7/1/2014)
(5/3/1999)
(12/20/2002)
(5/3/1999)
(4/16/2021)
(6/4/2014)
(6/4/2014)
(6/4/2014)
(6/5/2014)
(5/3/1999)
(1/28/2014)
(10/8/2024)
Exams
FINRA
Current Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
