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Scott David Hubbell

CRD# 1025372·Registered 1981 - 1991
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott David Hubbell was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1981 - 1991. Scott had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

PRIVATE INVESTORS CARTEL, LTD.·CRD# 17690
BD
January 4, 1991 - September 30, 1991
RICHFIELD SECURITIES, INC.·CRD# 16109
BD
June 14, 1990 - January 2, 1991
THE OXFORD GROUP, INC.·CRD# 21478
BD
January 16, 1989 - June 5, 1990
TRI-BRADLEY INVESTMENTS·CRD# 14208
BD
September 6, 1988 - August 29, 1989
CHELSEA SECURITIES, INC.·CRD# 16821
BD
December 21, 1987 - September 14, 1988
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
July 9, 1985 - December 18, 1987
SECO SECURITIES, INC.·CRD# 5363
BD
August 10, 1984 - July 12, 1985
DILLON SECURITIES, INC.·CRD# 10660
BD
June 4, 1984 - July 6, 1984
AMERICAN COMMERCIAL SECURITIES CORPORATION·CRD# 10275
BD
January 12, 1984 - April 3, 1984
FIRST FINANCIAL SECURITIES, INC.·CRD# 6758
BD
June 27, 1983 - January 17, 1984
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
December 24, 1981 - July 8, 1983

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Current Firm

PI
PRIVATE INVESTORS CARTEL, LTD.

PRIVATE INVESTORS CARTEL, LTD.

CRD#: 17690 / SEC#: 8-35746
BD
Terminated by SEC on 03/05/1993

Contact Information

Established

Colorado since 03/27/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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