Michael J. Kaiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jay Kaiser, who also goes by Mike Kaiser, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2017. Michael had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2025 - March 2, 2026
SAMARA CAPITAL
February 14, 2017 - June 1, 2021
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
SAMARA CAPITAL
CRD#: 336178 / SEC#: 801-132735
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMARA CAPITAL
CRD#: 336178 / SEC#: 801-132735
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 114,194,710 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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