Jennifer M. Chess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Marie Chess, CFP®, who also goes by Jennifer Chess Bachouros Mrs., was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1981. Jennifer had worked at 5 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2007 - January 16, 2014
CORNERSTONE WEALTH MANAGEMENT
December 7, 1999 - August 29, 2007
TRUSTMONT FINANCIAL GROUP, INC.
December 24, 1996 - December 31, 1997
L&M FINANCIAL SERVICES
January 14, 1994 - February 8, 1995
MONTANO SECURITIES CORPORATION
December 24, 1981 - December 20, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CORNERSTONE WEALTH MANAGEMENT
CRD#: 106950 / SEC#: 801-51066
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 1/26/1982
Interest Rate Options ExaminationCurrent Firm
CORNERSTONE WEALTH MANAGEMENT
CRD#: 106950 / SEC#: 801-51066
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,049 |
| AUM (Assets Under Management) | $ 518,388,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/08/2025 | ||
| 10/18/2024 | ||
| 06/12/2023 | ||
| 06/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
