Thomas C. Wylly
Professional summary
Thomas Cook Wylly II is a registered financial professional currently at BRENTWOOD CAPITAL ADVISORS LLC located in Nashville, Tennessee.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Cook Wylly II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2002 - Present
BRENTWOOD CAPITAL ADVISORS LLC
Office #1: 1600 Division Street Suite 520, Nashville, TN 37203Office #2: 1600 West End Avenue Suite 1550, Nashville, TN 37203February 26, 1982 - July 6, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BRENTWOOD CAPITAL ADVISORS LLC
CRD#: 118712 / SEC#: , 8-53681
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WYLLY, THOMAS COOK II | SENIOR PARTNER/MANAGING PARTNER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 1025314 |
| GALYON, LUTHER ANDERSON IV | MANAGING DIRECTOR/PARTNER | 3081252 |
| CLONCS, BRYAN JAMES | MEMBER | 5351717 |
| LINDSEY, EVAN BURK | MEMBER | 3076356 |
| MEADORS, MARVIN PORTER IV | MEMBER | 6247180 |
| ORY, MICHAEL HENRY | MEMBER | 2870690 |
Red Flags
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