Virginia A. Cattaneo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Ann Morasci Cattaneo, who also goes by Ginny Cattaneo, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1981. Virginia had worked at 4 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - November 16, 2022
FRANKLIN DISTRIBUTORS, LLC
November 30, 2011 - December 21, 2012
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
November 30, 2011 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
December 27, 1981 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
