Agostino J. Zolezzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Agostino Joseph Zolezzi was a registered financial professional .
Agostino is a previously registered financial professional and started their career in finance in 1982. Agostino had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 53, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1997 - June 8, 1998
PRINCETON EQUITY SECURITIES, INC.
March 27, 1997 - June 8, 1998
PRINCETON EQUITY SECURITIES, INC.
May 2, 1991 - April 1, 1997
FIRST HERITAGE INVESTMENT CO.
June 26, 1989 - February 19, 1991
GUSTAFSON FINANCIAL, INC.
January 13, 1987 - November 4, 1988
FIVE COAST FINANCIAL, INC.
October 21, 1983 - September 11, 1986
PRUDENTIAL EQUITY GROUP, LLC
January 28, 1982 - November 10, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCETON EQUITY SECURITIES, INC.
CRD#: 15374 / SEC#: , 8-32085
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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