Elizabeth E. Cook

DIASTOLE WEALTH MANAGEMENT

GUILFORD, CT 06437

Some features on this profile are disabled

CRD#: 1025179

Professional summary

Elizabeth Early Cook, who also goes by Elizabeth Early Devore, is a registered financial advisor currently at DIASTOLE WEALTH MANAGEMENT located in Guilford, Connecticut.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Elizabeth has worked at 7 firms and has passed the Series 63, Series 65, Series 3, Series 5, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Early Devore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOSTON STREET REAL ESTATE PARTNERS, MEMBER, 58 BOSTON STREET, GUILFORD, CT 06437, START DATE 06/2005; 2 HOURS/MONTH. EDEN PARTNERS, PRINCIPAL, 58 BOSTON STREET, GUILFORD, CT 06437, START DATE 12/2008; 4 HOURS/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Early Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2002 - Present

DIASTOLE WEALTH MANAGEMENT

Office #1: 58 Boston Street, Guilford, CT 06437

RIA

CRD#: 111604

GUILFORD, CT

Past

March 19, 2008 - December 31, 2013

ETC BROKERAGE SERVICES, LLC

CRD#: 145276

GUILFORD, CT

Past

March 15, 2002 - January 20, 2006

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

September 25, 1996 - July 5, 2000

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

July 24, 1986 - October 12, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 23, 1983 - August 6, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

Past

December 28, 1981 - March 9, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/15/2002)

IAR

New Jersey
(4/23/2021)

IAR

New York
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/9/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/17/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 11/19/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 1/26/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 12/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/27/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/12/1999

General Securities Principal Examination

Current Firm

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

58 Boston Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 458-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWM FORM ADV PART 2A/B OTA AMENDMENT 08062025 (8/22/2025)

Regulatory assets under management

Total Number of Accounts	1,437
AUM (Assets Under Management)	$ 378,024,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Elizabeth E. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Early Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETC BROKERAGE SERVICES, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

LOCKWOOD FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DIASTOLE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/2008

Series 65

Date: 11/17/1993

Series 3

Date: 11/19/1992

Series 5

Date: 1/26/1982

Series 7

Date: 12/19/1981

Series 53

Date: 1/27/2009

Series 24

Date: 2/12/1999

Current Firm

DIASTOLE WEALTH MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIASTOLE WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors