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JJ

Jerold C. Judkowitz

Some features on this profile are disabled
CRD#: 1025166
JJ

Professional summary

Jerold Carl Judkowitz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jerold is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Jerold had worked at 13 firms, which includes NORTH AMERICAN INSTITUTIONAL BROKERS, ROYAL HUTTON SECURITIES CORP., BRAUER & ASSOCIATES INC., NATIONWIDE SECURITIES CORPORATION, MEYERS POLLOCK ROBBINS INC., GAINEY FINANCIAL SERVICES INC., INVESTORS ASSOCIATES INC., SCHNEIDER SECURITIES INC., BILTMORE SECURITIES INC., FINANCIAL EQUITIES RESOURCES INC., ALLIANCE SECURITIES CORPORATION, KETTLER & COMPANY, F.D. ROBERTS SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jerold Carl Judkowtitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 12, 1998 - August 18, 1999

NORTH AMERICAN INSTITUTIONAL BROKERS

BD
CRD#: 20574
FT. LAUDERDALE, FL
Past

March 5, 1998 - March 9, 1998

ROYAL HUTTON SECURITIES CORP.

BD
CRD#: 14489
NEW YORK, NY
Past

January 7, 1997 - May 6, 1997

BRAUER & ASSOCIATES, INC.

BD
CRD#: 18278
ST. PETERSBURG, FL
Past

October 16, 1996 - April 28, 1997

NATIONWIDE SECURITIES CORPORATION

BD
CRD#: 29720
VALRICO, FL
Past

October 10, 1994 - September 26, 1996

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

May 4, 1994 - October 7, 1994

GAINEY FINANCIAL SERVICES, INC.

BD
CRD#: 27968
SCOTTSDALE, AZ
Past

March 2, 1992 - May 11, 1994

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

June 21, 1991 - July 1, 1991

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

October 12, 1990 - March 13, 1991

BILTMORE SECURITIES, INC.

BD
CRD#: 25023
FT. LAUDERDALE, FL
Past

August 13, 1990 - October 25, 1990

FINANCIAL EQUITIES RESOURCES, INC.

BD
CRD#: 13810
Past

January 5, 1990 - August 16, 1990

ALLIANCE SECURITIES CORPORATION

BD
CRD#: 15468
Past

May 23, 1989 - January 1, 1990

KETTLER & COMPANY

BD
CRD#: 10530
CHICAGO, IL
Past

November 4, 1988 - October 2, 1989

F.D. ROBERTS SECURITIES, INC.

BD
CRD#: 693

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/16/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 11/3/1988
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/22/1988
General Securities Principal Examination

Current Firm

NA
NORTH AMERICAN INSTITUTIONAL BROKERS
EQUITY STATION | NORTH AMERICAN INSTITUTIONAL BROKERS | NAIB TRADING CORPORATION | NAI SECURITIES CORP.

CRD#: 20574 / SEC#: , 8-38330

BD
Terminated by SEC on 12/24/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 06/11/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL PARTNERS SECURITIES HOLDING CORP.OWNER
BERACHA, MORISCHAIRMAN/DIRECTOR1896547
GAETA, ROBERT BYRONCOMPLIANCE DIRECTOR1770315
GINBERG, DAVID GREENHEAD TRADER222146
KONIG, MARCOSCEO/PRESIDENT/DIRECTOR/SROP/CROP/ROP1722052
SEALEY, KATHRYNFINANICAL OPERATIONS PRINCIPAL

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH AMERICAN INSTITUTIONAL BROKERS

CRD#: 20574

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