Graham M. Clement

PLANMEMBER SECURITIES

Houston, TX 77032

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CRD#: 1025061

Professional summary

Graham Mcmurray Clement, who also goes by Graham Clement, Mac Clement, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Houston, Texas.

Graham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Graham has worked at 15 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Graham Clement | Mac Clement

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Moeybea Wealth Management DBA Lone Star Financial-3663 North Sam Houston Pkwy East, Suite 600, HOUSTON, TX 77032; INVESTMENT AND INSURANCE SALES & SVCS; Owner; START DATE 1/4/2018; 160 HRS/MNTH; 160 HRS/MNTH DURING TRADING; IR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Graham Mcmurray Clement's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Graham Mcmurray Clement's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2014 - Present

PLANMEMBER SECURITIES CORPORATION

Office #1: 3663 North Sam Houston Pkwy East, Suite 600, Houston, TX 77032

RIA

CRD#: 11869

Houston, TX

Current

May 16, 2014 - Present

PLANMEMBER SECURITIES CORPORATION

Office #1: 3663 North Sam Houston Pkwy East, Suite 600, Houston, TX 77032

RIA

CRD#: 11869

Houston, TX

Past

April 10, 2014 - May 14, 2014

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

SUGAR LAND, TX

Past

March 31, 2014 - May 14, 2014

LEGEND EQUITIES CORPORATION

CRD#: 30999

SUGAR LAND, TX

Past

November 22, 2010 - April 10, 2014

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

September 28, 2010 - April 10, 2014

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

March 12, 2010 - July 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

KINGWOOD, TX

Past

March 12, 2010 - July 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

KINGWOOD, TX

Past

June 19, 2009 - March 16, 2010

ALLEGIANT FINANCIAL ADVISORS, LLC

RIA

CRD#: 141047

MIAMI BEACH, FL

Past

April 29, 2009 - March 16, 2010

ALLEGIANT SECURITIES L.L.C.

CRD#: 133912

MIAMI, FL

Past

March 26, 2007 - April 30, 2007

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 26, 2004 - April 4, 2005

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

RANCHO PALOS VERDES, CA

Past

April 6, 2004 - April 4, 2005

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

February 10, 1992 - June 12, 1992

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

February 5, 1992 - July 8, 1992

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Past

October 31, 1990 - October 16, 1991

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

CRD#: 13066

Past

October 10, 1990 - December 19, 1991

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

July 26, 1990 - September 24, 1990

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

September 19, 1984 - July 27, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 7, 1982 - October 28, 1985

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(5/28/2014)

IAR

Texas
(5/28/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/23/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/4/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

6187 Carpinteria Avenue, Carpinteria, CA 93013

Mailing Address

6187 Carpinteria Avenue, Carpinteria, CA 93013-2060

Phone number

(805) 684-1199

Established

California since 03/12/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

432

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PLANMEMBER WRAP FEE PROGRAM ELITE STRATEGIST DECEMBER 2024 (3/31/2025)

PLANMEMBER SCARBOROUGH BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER OPTIFUND BROCHURE 2023 MARCH (3/31/2025)

PLANMEMBER NON-PLATFORM IRA BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER SCHWAB IAR PROGRAM FEBRUARY 2025 (3/31/2025)

PLANMEMBER RETIREMENT INVESTMENT BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER Q8P IAR PROGRAM 2023 MARCH (3/31/2025)

PLANMEMBER WRAP FEE PROGRAM INVESTMENT SAVINGS PLUS (3/31/2025)

PLANMEMBER PREFERENCE AND IAR BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER WORKPLACE ADVISORY PROGRAM 2023 MARCH (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PLANMEMBER FINANCIAL CORPORATION	OWNER
BOWMAN, BYRON FRANCIS	CHIEF LEGAL OFFICER & SECRETARY	2673117
HALEY, SEAN PATRICK	CHIEF COMPLIANCE OFFICER	2837579
HANSON, STEVEN R	CHIEF FINANCIAL OFFICER / FINOPS	4854600
JANEWAY, TERRALL JOSEPH	EVP/CHIEF OPERATING OFFICER	2947154
ZIEHL, JON MICHAEL	PRESIDENT	707642

Regulatory assets under management

Total Number of Accounts	68,978
AUM (Assets Under Management)	$ 9,035,509,268

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2022	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Graham M. Clement

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Graham Mcmurray Clement's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Graham Mcmurray Clement's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

LEGEND ADVISORY, LLC

LEGEND EQUITIES CORPORATION

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALLEGIANT FINANCIAL ADVISORS, LLC

ALLEGIANT SECURITIES L.L.C.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

CITICORP INVESTMENT SERVICES

FINANCIAL HORIZONS SECURITIES CORPORATION

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

BARNETT INVESTMENTS, INC.

MORGAN STANLEY DW INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

Primary Firm SEC Registration

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2009

Series 66

Date: 4/23/2004

Series 63

Date: 9/21/1984

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2004

Series 6

Date: 1/4/1982

Series 24

Date: 5/24/2004

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PLANMEMBER SECURITIES CORPORATION

TRUST BUT VERIFY

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