Milagros R. Perez Leal

BOLTON SECURITIES

MIAMI, FL 33131

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CRD#: 1025034

Professional summary

Milagros Ramona Perez Leal, who also goes by Milagros Ramona Perez, Millie Perez, Milagros Ramona Perezleal, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida and BOLTON GLOBAL CAPITAL located in Miami, Florida.

Milagros is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Milagros has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Milagros Ramona Perez | Millie Perez | Milagros Ramona Perezleal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Registered Investment Advisors Representative with Bolton Global Asset Management. Investment related and conducted from same Branch location. 2) Real Estate Agent with Keller Williams. Not investment related. Not conducted from Branch location. Start date is December 2015. Currently devotes 0 hours during business hours, and on an as needed basis outside of business hours. Millie is contact person. 3) Co-owner and Manager of M&M Leal, Inc., a real estate holding company that own a rental property in Doral, Florida. Not investment related. Created May, 2000 in Florida. Generally spends 0 hours during or outside business hours. 4) Co-owner and Manager of LAS Brisas Leal, LLC, a real estate holding company that is currently inactive. Not investment related. Created April 2008 in Florida. Generally spends 0 hours during or outside business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Milagros Ramona Perez Leal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Milagros Ramona Perez Leal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2022 - Present

BOLTON SECURITIES CORPORATION

Office #1: 1441 Brickell Ave Suite 1700, Miami, FL 33131

RIA

CRD#: 129376

MIAMI, FL

Current

October 20, 2022 - Present

BOLTON GLOBAL CAPITAL

Office #1: 1441 Brickell Ave Suite 1700, Miami, FL 33131

CRD#: 15650

Miami, FL

Past

July 27, 2021 - October 20, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Aventura, FL

Past

July 26, 2021 - October 20, 2022

MORGAN STANLEY

CRD#: 149777

Aventura, FL

Past

November 7, 2019 - July 13, 2020

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

CORAL GABLES, FL

Past

October 12, 2018 - November 5, 2019

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

CORAL GABLES, FL

Past

October 20, 2011 - July 6, 2021

LOYOLA ASSET MANAGEMENT LLC

RIA

CRD#: 153255

CORAL GABLES, FL

Past

August 23, 2011 - December 31, 2012

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Coral Gables, FL

Past

October 20, 2006 - October 16, 2018

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Coral Gables, FL

Past

March 27, 2001 - November 10, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

March 27, 2001 - November 10, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

October 17, 1995 - April 3, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 16, 1982 - September 27, 1995

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP

CRD#: 129376 / SEC#: 801-66962, 8-68187

RIA

Registered Investment Advisory firm - SEC (8/9/2006 Approved)

Georgia

Registered Investment Advisory firm - SEC (8/14/2006 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (8/17/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/20/2022)

IAR

Florida
(10/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/30/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP

CRD#: 129376 / SEC#: 801-66962, 8-68187

RIA

Registered Investment Advisory firm - SEC (8/9/2006 Approved)

Georgia

Registered Investment Advisory firm - SEC (8/14/2006 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (8/17/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

579 Main Street, Bolton, MA 01740

Mailing Address

579 Main Street, Bolton, MA 01740

Phone number

(978) 779-6947

Established

Delaware since 07/30/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

154

SEC notice filing (38 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BGAM FORM ADV PART 2A AND APPENDIX MARCH 2024 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
BOLTON FINANCIAL GROUP, INC.	SHAREHOLDER
PRESKENIS, STEVEN CHRISTOPHER	PRESIDENT	4410822
CATALDO, JOHN GENNARO	CHIEF LEGAL OFFICER	5707721
MAHLE, DAPHNE JANE	CHIEF COMPLIANCE OFFICER	4367277
TARPEY, STEVEN R	CFO AND FINOP	6640625

Regulatory assets under management

Total Number of Accounts	6,977
AUM (Assets Under Management)	$ 7,004,872,405

Disclosures

Regulatory Event	1
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Milagros R. Perez Leal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Milagros Ramona Perez Leal's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Milagros Ramona Perez Leal's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOLTON GLOBAL CAPITAL

MORGAN STANLEY

MORGAN STANLEY

PRIVATE CLIENT SERVICES, LLC

PRIVATE CLIENT SERVICES, LLC

LOYOLA ASSET MANAGEMENT LLC

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

BOLTON SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2011

Series 63

Date: 9/30/2005

SIE

Date: 10/1/2018

Series 7

Date: 3/20/1982

Series 24

Date: 3/9/2009

FINRA

Current Firm

BOLTON SECURITIES CORPORATION

Contact information

SEC notice filing (38 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BOLTON SECURITIES CORPORATION

TRUST BUT VERIFY

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