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LB

Leland S. Bright

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CRD#: 1025033
LB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leland Stanford Bright III, who also goes by Leland Sanford Bright, Leland Stanford Bright, was a registered financial professional .

Leland is a previously registered financial professional and started their career in finance in 1982. Leland had worked at 10 firms and has passed the Series 63, Series 22 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Leland Sanford Bright | Leland Stanford Bright

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 30, 1996 - February 11, 1997

EQUITY PROGRAMS CORPORATION

BD
CRD#: 6100
SAN DIEGO, CA
Past

November 15, 1993 - January 18, 1996

SOUND ADVICE INVESTMENTS

BD
CRD#: 15583
Past

November 20, 1989 - November 5, 1991

AMERICAN INTERSTATE FINANCIAL CORPORATION

BD
CRD#: 10552
PORTLAND, OR
Past

September 27, 1989 - November 20, 1989

INVESTMENT CAPITAL CORPORATION

BD
CRD#: 13321
Past

October 12, 1988 - April 24, 1989

ROSE SECURITIES CORPORATION

BD
CRD#: 20573
Past

November 21, 1986 - February 10, 1988

CONSOLIDATED SECURITIES CORPORATION

BD
CRD#: 16166
Past

January 29, 1986 - June 20, 1986

HALL SECURITIES CORPORATION

BD
CRD#: 13013
Past

June 11, 1985 - December 13, 1985

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
Past

May 17, 1984 - March 14, 1985

TRITON SECURITIES

BD
CRD#: 13690
Past

April 26, 1982 - May 7, 1984

MCNEIL SECURITIES CORPORATION

BD
CRD#: 5907

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/11/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


EP
EQUITY PROGRAMS CORPORATION
EQUITY PROGRAMS CORPORATION

CRD#: 6100 / SEC#: , 8-16771

BD
Terminated by SEC on 11/01/1999
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 08/16/1971
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUITY PROGRAMS CORPORATION

CRD#: 6100

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