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Benjaman Cyrus Glidden

CRD# 1025023·Registered 1981 - 2011
Previously Registered: Being a previously registered professional could mean that Benjaman is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benjaman Cyrus Glidden was a registered financial advisor. Benjaman was a previously registered financial professional and started their career in finance 1981 - 2011. Benjaman had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

ASSET PLANNING & DESIGN, LLC·CRD# 120820
RIA
Colorado Springs, CO
October 9, 2002 - May 13, 2011
LPL FINANCIAL LLC·CRD# 6413
RIA
Colorado Springs, CO
September 27, 2002 - November 27, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Colorado Springs, CO
September 27, 2002 - November 27, 2015
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Colorado Springs, CO
March 5, 2001 - October 11, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - October 11, 2002
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 11, 1988 - July 31, 1993
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 24, 1981 - April 11, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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