Lynn T. Blake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Thompson Blake III, who also goes by Lynn Thompson (iii) Blake, was a registered financial advisor .
Lynn is a previously registered financial advisor and started their career in finance in 1981. Lynn had worked at 6 firms and has passed the Series 63, Series 7, Series 28, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2006 - December 31, 2009
SECURITY CAPITAL MANAGEMENT INC
December 8, 1993 - April 19, 2012
SECURITY CAPITAL BROKERAGE, INC.
January 3, 1991 - November 29, 1993
NORTH AMERICAN FINANCIAL GROUP, INC.
February 24, 1986 - December 31, 1990
KEOGLER, MORGAN & COMPANY, INC.
February 13, 1984 - February 26, 1986
FSC SECURITIES CORPORATION
December 24, 1981 - February 6, 1984
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 11/29/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
