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JW

John Allan Watson

CRD# 1024900·Registered 1982 - 1992
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Allan Watson was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1982 - 1992. John had worked at 3 firms and has passed the Series 22, Series 39 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

EQUUS SECURITIES INCORPORATED·CRD# 16285
BD
February 26, 1987 - August 11, 1992
GRANADA FINANCIAL SERVICES, INC.·CRD# 10209
BD
April 17, 1984 - February 26, 1987
FIRST HOUSTONIAN SECURITIES, INC.·CRD# 7762
BD
January 7, 1982 - December 14, 1983

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Current Firm

ES
EQUUS SECURITIES INCORPORATED

CLAYDESTA SECURITIES CORPORATION | PARADIGM EQUITY GROUP, INC. | EQUUS SECURITIES INCORPORATED

CRD#: 16285 / SEC#: 8-33649
BD
Terminated by FINRA on 09/25/1992

Contact Information

Established

Texas since 02/20/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1981About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Nov 1988About the Series 39 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1982About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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