Merlin R. Gackle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merlin Richard Gackle was a registered financial professional .
Merlin is a previously registered financial professional and started their career in finance in 1989. Merlin had worked at 6 firms and has passed the Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2001 - September 9, 2002
BNY MELLON SECURITIES LLC
March 8, 2000 - December 11, 2000
SAGE DISTRIBUTORS, INC.
February 27, 1998 - August 7, 1998
LEWIS & CLARK SECURITIES, INC.
February 25, 1998 - August 7, 1998
INVESTMENT CENTERS OF AMERICA, INC.
August 8, 1990 - August 7, 1998
INVEST FINANCIAL CORPORATION
March 21, 1989 - January 9, 1990
COLONIAL INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/13/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
BNY MELLON SECURITIES LLC
CRD#: 47268 / SEC#: , 8-51710
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
