TA
Terry D. Anderson
LAGUNA FINANCIAL ADVISORY
Laguna Hills, CA 92653-1234
Some features on this profile are disabled
CRD#: 1024741
TA
Professional summary
Terry Dee Anderson, CFP® is a registered financial advisor currently at LAGUNA FINANCIAL ADVISORY located in Laguna Hills, California and LPL FINANCIAL LLC located in Laguna Hills, California.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Terry has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 05/2025 - Laguna Financial Advisory - Registered Investment Advisor DBA - IAR- Investment Related - At Reported Business Location(s) - Start Date 01/01/2011 - 50 hours per month/ 40 hours during trading - I provide investment advisory services through Laguna Financial Advisory, an independent investment advisor firm. I started this business activity in 01/2011. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2- 05/2025 - Laguna Financial Advisors - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2011 - 2 hours per month/ 2 hours during trading 3- 05/2025 - Terry D Anderson - FINRA Arbitrator - Investment Related - Lake Forest, CA - Start Date 07/01/1998 - 0 hours per month/ during trading
CRS (Client Relationship Summary) - RIA
Click below to view Terry Dee Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
November 15, 2011 - Present
LAGUNA FINANCIAL ADVISORY
Office #1: 23101 Moulton Parkway Suite 108, Laguna Hills, CA 92653-1234RIA
CRD#: 149757
Laguna Hills, CA
Current
May 1, 2025 - Present
LPL FINANCIAL LLC
Office #1: 23101 Moulton Pkwy Ste 108, Laguna Hills, CA 92653RIA
BD
CRD#: 6413
LAGUNA HILLS, CA
Past
January 23, 2003 - July 25, 2012
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
LAGUNA HILLS, CA
Past
May 21, 2001 - May 1, 2025
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
LAGUNA HILLS, CA
Past
March 11, 1982 - May 16, 2001
DIVERSIFIED SECURITIES, INCORPORATED
BD
CRD#: 222
SEAL BEACH, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2025)
IAR
California(11/15/2011)
RR
California(5/1/2025)
RR
Colorado(5/1/2025)
RR
Florida(5/5/2025)
RR
Georgia(8/28/2025)
RR
Hawaii(5/1/2025)
RR
Idaho(5/1/2025)
RR
Indiana(5/1/2025)
RR
Kansas(5/1/2025)
RR
Kentucky(5/1/2025)
RR
Michigan(5/1/2025)
RR
Missouri(5/1/2025)
RR
Nevada(5/1/2025)
RR
New Mexico(5/1/2025)
RR
North Carolina(5/1/2025)
RR
Oregon(5/1/2025)
RR
Pennsylvania(5/1/2025)
RR
Tennessee(5/1/2025)
RR
Texas(5/1/2025)
RR
Utah(9/3/2025)
RR
Virginia(5/1/2025)
RR
Washington(5/1/2025)
RR
Wisconsin(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LAGUNA FINANCIAL ADVISORY
DOLLARDOC INC. | LAGUNA FINANCIAL ADVISORY | LAGUNA FINANCIAL ADVISORS
CRD#: 149757 / SEC#:
California
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Contact information
Main Address
23101 Moulton Parkway Suite 108, Laguna Hills, CA 92653-1234
Mailing Address
Phone number
(949) 855-8889
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 352 |
| AUM (Assets Under Management) | $ 82,085,429 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
