Michael T. Preddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Preddy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 3 firms and has passed the Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1987 - February 14, 1991
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
October 18, 1985 - March 24, 1987
GLOBAL INVESTOR SECURITIES, INC.
May 21, 1983 - January 20, 1984
INDEPENDENCE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
CRD#: 16201 / SEC#: , 8-33473
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
