Jonathan Arthur Richards
Professional Summary
Jonathan Arthur Richards is a registered financial advisor currently at ROBERTSON OPPORTUNITY CAPITAL, LLC located in Dallas, Texas. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Jonathan has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
RICHMONT INVESTMENT MANAGEMENT LLC | ROBERTSON OPPORTUNITY CAPITAL, LLC | ROBERTSON OPPORTUNITY CAPITAL PARTNERS, LLC | ROBERTSON OPPORTUNITY CAPITAL PARTNERS, L.P. (RELYING ADVISER) | ROBERTSON OPPORTUNITY CAPITAL
Contact Information
Main Address
8117 Preston Road Suite 675, Dallas, TX 75225Phone Number
(972) 713-5001# of Employees
6SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$358,680,296Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
RICHMONT INVESTMENT MANAGEMENT LLC | ROBERTSON OPPORTUNITY CAPITAL, LLC | ROBERTSON OPPORTUNITY CAPITAL PARTNERS, LLC | ROBERTSON OPPORTUNITY CAPITAL PARTNERS, L.P. (RELYING ADVISER) | ROBERTSON OPPORTUNITY CAPITAL
State Registrations and Notice Filings
(4/25/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Arthur Richards's CRS (Customer Relationship Summary).
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