John R. Vinciguerra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Vinciguerra, who also goes by John VInciguerra, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1989 - April 20, 1990
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 28, 1988 - March 10, 1989
INVESTORS CENTER, INC.
January 15, 1986 - February 10, 1988
INVESTORS CENTER, INC.
July 28, 1983 - January 4, 1984
LEHMAN BROTHERS INC.
November 17, 1982 - August 10, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 24, 1981 - December 16, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD#: 3466 / SEC#: , 8-526
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GOLDMAN SACHS GROUP, INC. | LIMITED PARTNER | |
| CHARTRES, JOHN H | CHIEF FINANCIAL OFFICER | 4543106 |
| CRIGHTON, ALICIA ANNE | CHIEF OPERATIONS OFFICER | 4643104 |
| CZEPIEL, KYLE ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2360785 |
| FUREY, TIMOTHY TODD | CO-CHIEF EXECUTIVE OFFICER | 2609753 |
| GOLDMAN SACHS HOLDING COMPANY LLC | GENERAL PARTNER | |
| JACK, KATHLEEN | CHIEF COMPLIANCE OFFICER | 2547676 |
Disclosures
| Regulatory Event | 150 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
