CS
Charles K. Slatery
NFC INVESTMENTS
MEMPHIS, TN 38117
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CRD#: 1024580
CS
Professional summary
Charles Kyle Slatery is a registered financial advisor currently at NFC INVESTMENTS, LLC located in Memphis, Tennessee.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Charles has worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WBL CORP, PRES,DIR MEMPHIS TN STARTED 1991 INVEST. RELATED,INS.HOLDING CO. STRATEGIC PLANNING, CAPITAL ALLOCATION 5 HRS MO.1-2 HRS DURING TRADING 2)NATIONAL FIRE AND CASUALTY: PRES. DIR.-BLOOMINGTON,IL INVEST. RELATED,INS. CO. STARTED 1991 REGULATORY REPORTS(REVIEW)CONFER WITH OFFICERS RESPONSIBLE FOR DAY TO DAY MANAGEMENT 2 HRS MO.-1 HR DURING TRADING 3)VALUE FINANCIAL SERVICES- ORLANDO, FL NOT INVEST. RELATED, FIN. SERVICES CO. STARTED:1997,2 HRS/MTH, 1 HR DURING TRADING,TYPICAL DIRECTOR RESPONSIBILITIES.4)INTERMARK,INC.-BIRMINGHAM, AL, NOT INVEST. RELATED,ADVERTISING CO. STARTED:1997-1.25 HRS MTH. 0 HRS DURING TRADING TYPICAL DIRECTOR RESPONSIBILITIES.5)INDEPENDENT HOLDINGS INC-MEMPHIS, TN BANK HOLDING CO. STARTED 1999,NOT INVEST. RELATED. TYPICAL DIR. RESPONSBILITIES 2 HRS MO.1 HR DURING TRADING. 6)US AGENCIES, INC. CHAIR. DIR. BATON ROUGE, LA,INVEST. RELATED. INS. CO. CHAIR BOARD MEETINGS, COMMITTEE REPORTS, 5 HRS MO.1-2 DURING TRADING
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2004 - Present
NFC INVESTMENTS, LLC
Office #1: 700 Colonial Road Suite 110, Memphis, TN 38117RIA
CRD#: 132844
MEMPHIS, TN
Past
February 11, 1986 - July 2, 2004
NEWSOUTH CAPITAL MANAGEMENT INC
RIA
CRD#: 110676
MEMPHIS, TN
Past
September 28, 1984 - April 21, 1986
SLATERY SECURITIES GROUP, INC.
BD
CRD#: 10015
Past
May 30, 1984 - January 1, 1986
CULVER SECURITIES, INC.
BD
CRD#: 8302
Past
May 14, 1982 - April 10, 1984
SLATERY SECURITIES GROUP, INC.
BD
CRD#: 10015
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NFC INVESTMENTS, LLC
CKS ADVISORS, LLC | NFC INVESTMENTS, LLC
CRD#: 132844 / SEC#: 801-63560
RIA
Registered Investment Advisory firm - (10/7/2004 Approved)New Jersey
Registered Investment Advisory firm - (1/26/2010 Cancelled)New York
Registered Investment Advisory firm - (2/3/2009 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(10/7/2004)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
NI
NFC INVESTMENTS, LLC
CKS ADVISORS, LLC | NFC INVESTMENTS, LLC
CRD#: 132844 / SEC#: 801-63560
RIA
Registered Investment Advisory firm - (10/7/2004 Approved)New Jersey
Registered Investment Advisory firm - (1/26/2010 Cancelled)New York
Registered Investment Advisory firm - (2/3/2009 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
700 Colonial Road Suite 101, Memphis, TN 38117
Mailing Address
Phone number
(901) 767-5576
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 153 |
| AUM (Assets Under Management) | $ 2,035,919,876 |
Red Flags
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Company Information
NFC INVESTMENTS, LLC
CRD#: 132844Memphis, TN 38117TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
