Mark L. Northcutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Lane Northcutt was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 6 firms and has passed the Series 66, Series 7, Series 22, Series 6, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2005 - December 6, 2013
MORGAN FINANCIAL ADVISORS INC
October 22, 2001 - October 2, 2003
PRIVATE CONSULTING GROUP, INC.
May 17, 2001 - October 24, 2001
KESTRA INVESTMENT SERVICES, LLC
July 25, 1988 - May 25, 1994
G. R. PHELPS & CO., INC.
January 25, 1984 - October 6, 1988
NORTHCUTT-OWEN AND COMPANY
January 5, 1982 - May 25, 1983
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
MORGAN FINANCIAL ADVISORS INC
CRD#: 107868 / SEC#: 801-57127
Contact information
Red Flags
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