Terry A. Balding

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CRD#: 1024558

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Terry Allen Balding was a registered financial professional .

Terry is a previously registered financial professional and started their career in finance in 1982. Terry had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 26, 2016 - April 30, 2021

WISCONSIN WEALTH ADVISORS, LLC

RIA

CRD#: 145946

SUN PRAIRIE, WI

Past

January 3, 2008 - February 18, 2016

WISCONSIN WEALTH ADVISORS, LLC

RIA

CRD#: 145946

SUN PRAIRIE, WI

Past

March 30, 1990 - December 31, 2017

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

SUN PRAIRIE, WI

Past

March 30, 1990 - December 31, 2017

HARBOUR INVESTMENTS, INC.

CRD#: 19258

SUN PRAIRIE, WI

Past

September 24, 1986 - March 30, 1990

HYDRA SECURITIES CORPORATION

CRD#: 16095

Past

December 10, 1982 - September 25, 1986

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

September 24, 1982 - November 4, 1982

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

September 24, 1982 - December 8, 1982

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

Past

February 21, 1982 - November 4, 1982

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISCONSIN WEALTH ADVISORS, LLC

CAPITAL WEALTH ADVISORS LTD. | WISCONSIN WEALTH ADVISORS, LLC | WEALTH ADVISORS, LLC

CRD#: 145946 / SEC#: 801-133696

RIA

Registered Investment Advisory firm - (6/18/2025 Approved)

Illinois

Registered Investment Advisory firm - (2/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/1/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/1989

General Securities Principal Examination

Current Firm

WISCONSIN WEALTH ADVISORS, LLC

CAPITAL WEALTH ADVISORS LTD. | WISCONSIN WEALTH ADVISORS, LLC | WEALTH ADVISORS, LLC

CRD#: 145946 / SEC#: 801-133696

RIA

Registered Investment Advisory firm - (6/18/2025 Approved)

Illinois

Registered Investment Advisory firm - (2/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/1/2025 Terminated)

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Contact information

Main Address

1777 West Main Street Suite 203, Sun Prairie, WI 53590

Mailing Address

Phone number

(608) 837-9099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (5/19/2025)

Regulatory assets under management

Total Number of Accounts	581
AUM (Assets Under Management)	$ 114,201,602

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Terry A. Balding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WISCONSIN WEALTH ADVISORS, LLC

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

HYDRA SECURITIES CORPORATION

CADARET, GRANT & CO., INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

INDEPENDENT FINANCIAL PLANNERS CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

WISCONSIN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/1982

SIE

Date: 12/31/2017

Series 7

Date: 9/18/1982

Series 24

Date: 8/25/1989

Current Firm

WISCONSIN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WISCONSIN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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