John B. Longman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Beryle Longman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 4 firms and has passed the Series 63, Series 22, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2002 - February 11, 2003
PUBLIC SECURITIES, INC.
March 17, 2000 - March 26, 2002
HARRISON DOUGLAS, INC.
October 14, 1987 - December 13, 1988
BOETTCHER & COMPANY, INC.
December 28, 1981 - December 1, 1986
DIVERSE FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/11/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
PUBLIC SECURITIES, INC.
CRD#: 15211 / SEC#: , 8-32140
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
