Fred H. Adcock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Harry Adcock III, who also goes by Frederick Harry III Adcock, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1982. Fred had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 1986 - April 11, 1987
KNIBBE FINANCIAL GROUP, INC.
February 26, 1982 - January 23, 1984
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
KNIBBE FINANCIAL GROUP, INC.
CRD#: 14436 / SEC#: , 8-30685
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
