Robert W. Hickok

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CRD#: 1024523

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Wight Hickok, who also goes by Bob Hickok, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Hickok

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 5, 2018 - December 9, 2025

BCAS

RIA

CRD#: 105666

BEDFORD, NH

Past

May 19, 2004 - March 21, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

PORTSMOUTH, NH

Past

September 3, 2003 - March 25, 2013

BCAS

RIA

CRD#: 105666

BEDFORD, NH

Past

May 1, 2002 - November 13, 2002

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

AMHERST, MA

Past

March 8, 2002 - November 13, 2002

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

July 12, 2000 - February 26, 2002

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

May 10, 1996 - April 7, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

August 5, 1988 - December 31, 1995

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Past

March 10, 1988 - March 10, 1990

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 14, 1987 - August 15, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 30, 1982 - December 31, 1995

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCAS

BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC

CRD#: 105666 / SEC#: 801-25587

RIA

Registered Investment Advisory firm - (10/25/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 7/29/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BCAS

BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC

CRD#: 105666 / SEC#: 801-25587

RIA

Registered Investment Advisory firm - (10/25/1985 Approved)

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Contact information

Main Address

1 Bedford Farms Dr Suite 102, Bedford, NH 03110

Mailing Address

Phone number

(603) 668-4353

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03-20-25 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	638
AUM (Assets Under Management)	$ 388,068,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert W. Hickok

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

BCAS

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

LEGACY FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

NEW ENGLAND SECURITIES

INTEGRATED RESOURCES EQUITY CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

BCAS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1998

Series 63

Date: 5/2/1995

SIE

Date: 3/21/2018

Series 22

Date: 7/29/1982

Series 6

Date: 3/22/1982

Current Firm

BCAS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BCAS

TRUST BUT VERIFY

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