Donna L. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Lee Nelson, who also goes by Donna Lee Malzahn, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1982. Donna had worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 1982 - December 7, 2021
ECONOMY SECURITIES, INCORPORATED
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ECONOMY SECURITIES, INCORPORATED
CRD#: 10228 / SEC#: , 8-26775
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ECONOMY ACQUISITION CORPORATION | OWNER | |
| WEINZAPFEL, LARRY G. | GENERAL SECURITIES PRINCIPAL, CCO, PRESIDENT | 4094651 |
Red Flags
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