John P. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Pendleton Stewart JR, who also goes by John P. Stewart Jr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2016 - January 10, 2018
EQUITY INVESTMENT CORP
May 17, 2011 - December 31, 2017
FORESIDE FUNDS DISTRIBUTORS LLC
March 23, 2007 - October 30, 2017
JFB HOLDINGS CORP
May 2, 2006 - January 18, 2007
AIM PRIVATE ASSET MANAGEMENT
May 2, 2006 - January 18, 2007
INVESCO DISTRIBUTORS, INC.
July 15, 2005 - November 17, 2005
AT INVESTOR SERVICES, INC.
July 13, 1998 - July 15, 2005
GPC SECURITIES, INC.
October 16, 1997 - December 31, 1997
INVESCO DISTRIBUTORS, INC.
March 6, 1992 - September 20, 1997
GPC SECURITIES, INC.
February 17, 1989 - January 7, 1992
KEOGLER, MORGAN & COMPANY, INC.
July 17, 1986 - March 7, 1989
MARSHALL & CO. SECURITIES, INC.
August 26, 1985 - October 22, 1986
EASTERN CAPITAL SECURITIES, INC.
March 1, 1982 - September 4, 1985
THE ROBINSON-HUMPHREY COMPANY, LLC
Primary Firm SEC Registration
EQUITY INVESTMENT CORP
CRD#: 283930 / SEC#: 801-107945
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITY INVESTMENT CORP
CRD#: 283930 / SEC#: 801-107945
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,039 |
| AUM (Assets Under Management) | $ 3,051,151,512 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
