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William Randolph Winters

CRD# 1024325·Registered 1982 - 1997
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Randolph Winters, who also goes by Bill Randolph Winters, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1982 - 1997. William had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Randolph Winters

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ALLAPREE SECURITIES, INC.·CRD# 30929
BD
Port Richey, FL
August 7, 1995 - March 5, 1997
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 10, 1995 - August 16, 1995
AEGON USA SECURITIES INC.·CRD# 13302
BD
Cedar Rapids, IA
October 5, 1993 - March 31, 1995
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
December 20, 1991 - August 5, 1992
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
December 15, 1989 - January 31, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
October 9, 1987 - October 13, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 5, 1987 - October 13, 1989
RLR SECURITIES GROUP, INC.·CRD# 7952
BD
March 20, 1987 - May 6, 1987
UNDERWOOD, NEUHAUS & CO., INCORPORATED·CRD# 839
BD
February 24, 1987 - April 1, 1987
RLR SECURITIES GROUP, INC.·CRD# 7952
BD
February 20, 1982 - December 26, 1984

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Current Firm

AS
ALLAPREE SECURITIES, INC.

ALLAPREE SECURITIES, INC.

CRD#: 30929 / SEC#: 8-45234
BD
Terminated by SEC on 01/27/2004

Contact Information

Established

Florida since 09/19/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLAPREE CORPORATIONCORPORATE OWNER—
DUPREE, JEFFREY MICHAELPRESIDENT/CEO/CFO1261142

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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