Guy F. Gallo

WITHUM WEALTH MANAGEMENT

Red Bank, NJ 07701

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CRD#: 1024203

Professional summary

Guy Frank Gallo is a registered financial advisor currently at WITHUM WEALTH MANAGEMENT located in Red Bank, New Jersey.

Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Guy has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zenith Marketing Group, Inc.; not investment-related; 303 W Main St #200, Freehold, NJ 07728; insurance agency; insurance agent; started 9/1982; approximately 2 hours per month, none during securities trading hours; insurance activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Frank Gallo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2021 - Present

WITHUM WEALTH MANAGEMENT

Office #1: 47 Reckless Place, Red Bank, NJ 07701

RIA

CRD#: 158332

Red Bank, NJ

Past

August 28, 2007 - October 5, 2021

MERCER CAPITAL ADVISERS, INC.

RIA

CRD#: 108279

LITTLE SILVER, NJ

Past

March 15, 2005 - December 31, 2021

BUCKMAN ADVISORY GROUP LLC

RIA

CRD#: 131688

LITTLE SILVER, NJ

Past

October 11, 1989 - December 31, 2021

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

little silver, NJ

Past

September 15, 1989 - November 9, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 11, 1982 - September 15, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

January 25, 1982 - March 23, 1982

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WITHUM WEALTH MANAGEMENT

PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC | WITHUM WEALTH MANAGEMENT | PWM ADVISORY GROUP, LLC

CRD#: 158332 / SEC#: 801-72657

RIA

Registered Investment Advisory firm - (8/12/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/31/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1982

General Securities Representative Examination

Current Firm

WITHUM WEALTH MANAGEMENT

PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC | WITHUM WEALTH MANAGEMENT | PWM ADVISORY GROUP, LLC

CRD#: 158332 / SEC#: 801-72657

RIA

Registered Investment Advisory firm - (8/12/2011 Approved)

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Contact information

Main Address

47 Reckless Place, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 450-0147

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,799
AUM (Assets Under Management)	$ 1,964,808,690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Guy F. Gallo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Frank Gallo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER CAPITAL ADVISERS, INC.

BUCKMAN ADVISORY GROUP LLC

BUCKMAN, BUCKMAN & REID, INC.

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

WITHUM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2000

Series 63

Date: 3/31/1982

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1982

Current Firm

WITHUM WEALTH MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WITHUM WEALTH MANAGEMENT

TRUST BUT VERIFY

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