Robert E. Hurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Emmet Hurley, who also goes by Robert Emmett Hurley, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 6 firms and has passed the Series 65, Series 2, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2004 - October 2, 2022
STODDARD MANAGEMENT COMPANY
August 7, 1989 - June 29, 1993
GOLDEN WEST SECURITIES, INC.
January 5, 1987 - July 17, 1989
NEW ENGLAND DISCOUNT BROKERAGE, INC.
October 31, 1983 - July 15, 1986
LEHMAN BROTHERS INC.
September 15, 1983 - November 8, 1983
J.P. MORGAN SECURITIES LLC
December 24, 1981 - September 15, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/27/1993
Non-Member General Securities ExaminationSeries 5
Date: 1/26/1982
Interest Rate Options ExaminationCurrent Firm
STODDARD MANAGEMENT COMPANY
CRD#: 120263 / SEC#: 801-61250
Contact information
Regulatory assets under management
| Total Number of Accounts | 264 |
| AUM (Assets Under Management) | $ 104,037,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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