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Thomas Glavin Labeau

CRD# 1024145·Registered 1982 - 2014
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Glavin Labeau, who also goes by Tom Labeau, was a registered financial advisor. Thomas was a previously registered financial advisor and started their career in finance 1982 - 2014. Thomas had worked at 12 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Labeau

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

KALOS MANAGEMENT·CRD# 133025
RIA
Livonia, MI
October 4, 2010 - September 4, 2014
KALOS CAPITAL, INC.·CRD# 44337
BD
Livonia, MI
April 29, 2010 - September 4, 2014
KALOS MANAGEMENT·CRD# 133025
RIA
Livonia, MI
April 23, 2010 - May 12, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
Plymouth, MI
January 4, 2010 - March 30, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
Plymouth, MI
April 17, 2006 - December 31, 2009
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Plymouth, MI
March 21, 2005 - March 30, 2010
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
March 30, 2004 - March 23, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
December 19, 2003 - March 24, 2004
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Ann Arbor, MI
September 21, 1995 - December 31, 2001
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
Hudson, OH
December 22, 1992 - October 24, 1995
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
February 13, 1991 - December 15, 1992
G. R. PHELPS & CO., INC.·CRD# 173
BD
January 4, 1988 - November 21, 1990
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
December 10, 1986 - November 10, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
February 18, 1982 - December 23, 1986
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
February 18, 1982 - February 10, 1987

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Current Firm

KM
KALOS MANAGEMENT

CATALYST WEALTH MANAGEMENT | KALOS MANAGEMENT, INC. | KALOS MANAGEMENT

CRD#: 133025 / SEC#: 801-65182

Contact Information

Main Address

818 A1a N Ste. 30, Ponte Vedra Beach, FL 32082

Phone Number

(770) 407-5401

# of Employees

5

Documents

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/16/2023)

Regulatory Assets Under Management

Total Number of Accounts

1,174

AUM (Assets Under Management)

$128,562,434

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1984About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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