Scott J. Mason

Some features on this profile are disabled

CRD#: 1023965

Professional summary

Scott Jeffrey Mason was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Scott is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Scott had worked at 8 firms, which includes LANSING STREET ADVISORS, RUBICON SECURITIES, SEI INVESTMENTS DISTRIBUTION CO., MUTUAL SERVICE CORPORATION, FUHRMAN - MATT SECURITIES INC., GRUNTAL & CO. L.L.C., JII SECURITIES INC., BLINDER ROBINSON & CO. INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 15, 2023 - July 31, 2024

LANSING STREET ADVISORS

RIA

CRD#: 306882

Bala Cynwyd, PA

Past

December 22, 2008 - September 5, 2024

RUBICON SECURITIES

RIA

CRD#: 40130

BLUE BELL, PA

Past

November 10, 2004 - December 31, 2007

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

BALA CYNWYD, PA

Past

December 20, 2002 - August 4, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 3, 1996 - June 14, 2002

RUBICON SECURITIES

CRD#: 40130

BALA CYNWYD, PA

Past

October 19, 1988 - June 10, 1996

FUHRMAN - MATT SECURITIES, INC.

CRD#: 16597

Past

July 22, 1985 - October 5, 1988

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

January 29, 1982 - July 29, 1985

JII SECURITIES INC.

CRD#: 406

Past

December 24, 1981 - May 4, 1982

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANSING STREET ADVISORS

LANSING STREET ADVISORS | LANSING STREET ADVISORS LLC

CRD#: 306882 / SEC#: 801-126210

RIA

Registered Investment Advisory firm - (8/8/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/3/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/9/1996

General Securities Principal Examination

Current Firm

LANSING STREET ADVISORS

LANSING STREET ADVISORS | LANSING STREET ADVISORS LLC

CRD#: 306882 / SEC#: 801-126210

RIA

Registered Investment Advisory firm - (8/8/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/11/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

124 S Maple Street Suite 325, Ambler, PA 19002

Mailing Address

Phone number

(215) 718-2063

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LANSING STREET DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	440
AUM (Assets Under Management)	$ 438,700,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott J. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RUBICON SECURITIES

SEI INVESTMENTS DISTRIBUTION CO.

MUTUAL SERVICE CORPORATION

RUBICON SECURITIES

FUHRMAN - MATT SECURITIES, INC.

GRUNTAL & CO., L.L.C.

JII SECURITIES INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

LANSING STREET ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/1982

Series 7

Date: 12/19/1981

Series 24

Date: 4/9/1996

Current Firm

LANSING STREET ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANSING STREET ADVISORS

TRUST BUT VERIFY

Similar Advisors