Michael J. Buckley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Buckley, who also goes by Mike Buckley, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2008 - April 27, 2012
BLC FINANCIAL SERVICES, INC.
January 4, 2006 - December 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
October 14, 2004 - December 31, 2005
BLC FINANCIAL SERVICES, INC.
October 31, 2003 - July 16, 2004
AMERITAS INVESTMENT COMPANY, LLC
July 29, 2003 - August 24, 2004
THE ADVISORS GROUP, INC.
July 17, 2003 - October 31, 2003
THE ADVISORS GROUP, INC.
January 25, 1999 - December 17, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
November 11, 1996 - November 9, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 2, 1982 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 21, 1982 - March 19, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLC FINANCIAL SERVICES, INC.
CRD#: 126638 / SEC#: , 8-65898
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 14 |
Red Flags
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