Donna R. Flaherty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Rita Flaherty, who also goes by Donna Rita Flatherty, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1982. Donna had worked at 4 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1984 - January 23, 1990
FLAHERTY ASSOCIATES, INC.
September 27, 1982 - January 7, 1983
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 30, 1982 - September 13, 1982
COMMONWEALTH FINANCIAL NETWORK
March 5, 1982 - April 7, 1982
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
FLAHERTY ASSOCIATES, INC.
CRD#: 13341 / SEC#: , 8-31147
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
