Charles M. Bold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Mark Bold, who also goes by C Mark Bold, Mark Bold, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 27, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2012 - January 2, 2024
SAGETRADER, LLC
August 31, 2011 - March 30, 2012
VTRADER PRO, LLC
November 2, 2009 - July 11, 2011
VTRADER PRO, LLC
November 2, 2009 - April 4, 2012
SAGETRADER, LLC
January 1, 2007 - September 5, 2008
NEWEDGE USA, LLC
June 27, 2005 - January 3, 2007
FIMAT PREFERRED LLC
April 17, 2002 - July 1, 2005
PREFERREDTRADE, INC.
March 14, 2000 - April 5, 2002
UBS CLEARING SERVICES CORPORATION
March 30, 1992 - April 21, 1998
PREFERREDTRADE, INC.
December 24, 1981 - October 11, 1983
CAPITAL EXPRESS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
SAGETRADER, LLC
CRD#: 137862 / SEC#: , 8-67169
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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