Elizabeth D. Eden

DIASTOLE WEALTH MANAGEMENT

GUILFORD, CT 06437

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CRD#: 1023859

Professional summary

Elizabeth Diana Eden was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Prior to being barred, Elizabeth has worked at 8 firms, which includes DWM INVESTMENT GROUP, ETC BROKERAGE SERVICES LLC, HIMCO DISTRIBUTION SERVICES COMPANY, LOCKWOOD FINANCIAL SERVICES INC., MORGAN STANLEY DW INC., LEHMAN BROTHERS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Wolff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOSTON STREET REAL ESTATE PARTNERS, PRINCIPAL, 58 BOSTON STREET, GUILFORD, CT, 06437, START DATE 06/2005; 2 HOURS/MONTH. EDEN PARTNERS, PRINCIPAL, 58 BOSTON STREET, GUILFORD, CT 06437, START DATE 12/2008; 4 HOURS/WEEK. DIASTOLE WEALTH MANAGEMENT, INC./ INVESTMENT RELATED/58 BOSTON STREET, GUILFORD, CT 06437/INVESTMENT ADVISER/40 HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Diana Eden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2000 - Present

DIASTOLE WEALTH MANAGEMENT

Office #1: 58 Boston Street, Guilford, CT 06437

RIA

CRD#: 111604

GUILFORD, CT

Past

August 1, 2008 - April 11, 2011

DWM INVESTMENT GROUP

RIA

CRD#: 136081

DAYTON, OH

Past

March 19, 2008 - December 31, 2013

ETC BROKERAGE SERVICES, LLC

CRD#: 145276

GUILFORD, CT

Past

March 15, 2002 - January 20, 2006

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

November 14, 1996 - July 5, 2000

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

December 24, 1984 - November 21, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 1, 1982 - December 26, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

Past

December 3, 1981 - April 14, 1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/6/2000)

IAR

Maine
(5/7/2018)

IAR

New Jersey
(6/15/2021)

IAR

New York
(4/8/2021)

IAR

Ohio
(1/11/2007)

IAR

Texas
(8/26/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 8/12/1991

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 12/12/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/27/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 1/22/2008

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/1/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

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Contact information

Main Address

58 Boston Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 458-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWM FORM ADV PART 2A/B OTA AMENDMENT 08062025 (8/22/2025)

Regulatory assets under management

Total Number of Accounts	1,437
AUM (Assets Under Management)	$ 378,024,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth D. Eden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Diana Eden's CRS (Customer Relationship Summary).

Certified licenses

Experience

DWM INVESTMENT GROUP

ETC BROKERAGE SERVICES, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

LOCKWOOD FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DIASTOLE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/1991

Series 63

Date: 8/6/1981

Series 15

Date: 8/12/1991

Series 5

Date: 12/12/1981

Series 7

Date: 8/15/1981

Series 53

Date: 1/27/2009

Series 27

Date: 1/22/2008

Series 24

Date: 10/27/1998

Series 8

Date: 6/1/1989

Current Firm

DIASTOLE WEALTH MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIASTOLE WEALTH MANAGEMENT

TRUST BUT VERIFY

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