Rondell E. Loftin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rondell Eugene Loftin SR, who also goes by Rondell Eugene Loftin, was a registered financial professional .
Rondell is a previously registered financial professional and started their career in finance in 1982. Rondell had worked at 5 firms and has passed the Series 63, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 1986 - February 11, 1989
U.S. ASSOCIATES, INC.
February 3, 1986 - August 19, 1986
FIRST INVESTMENT SECURITIES, INC.
April 18, 1985 - October 25, 1985
FIRST INVESTMENT SECURITIES, INC.
February 28, 1985 - April 16, 1985
COLLINS SECURITIES CORPORATION
April 22, 1982 - January 18, 1985
UNITED CAPITAL CORPORATION
January 26, 1982 - April 23, 1982
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. ASSOCIATES, INC.
CRD#: 13511 / SEC#: , 8-29347
Contact information
Documents
Red Flags
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