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JV

John E. Vyverberg

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CRD#: 1023829
JV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Edward Vyverberg, who also goes by Eddie Vyverberg, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1982. John had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eddie Vyverberg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JOHN E. VYVERBERG INDEPENDENT INSURANCE SALES-NON INVESTMENT RELATED-1041 MT. LORETTA AVE. DUBUQUE, IA 52003-LIFE INSURANCE SALES-SOLE PROPRIETOR-MARCH 2003-20 HRS PER MONTH-40 HRS DURING SECURITIES TRADING HRS.-SALES OF LIFE INSURANCE

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 3, 2017 - December 31, 2024

WEITZEL FINANCIAL SERVICES, INC.

RIA
CRD#: 27346
DUBUQUE, IA
Past

July 23, 2003 - December 31, 2024

WEITZEL FINANCIAL SERVICES, INC.

BD
CRD#: 27346
DUBUQUE, IA
Past

April 8, 1982 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

February 21, 1982 - February 12, 2003

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WEITZEL FINANCIAL SERVICES, INC.
WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346 / SEC#: 801-118164, 8-43093

RIA
Registered Investment Advisory firm - SEC (3/4/2020 Approved)
Illinois
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
Iowa
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
Texas
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/30/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WF
WEITZEL FINANCIAL SERVICES, INC.
WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346 / SEC#: 801-118164, 8-43093

RIA
Registered Investment Advisory firm - SEC (3/4/2020 Approved)
Illinois
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
Iowa
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
Texas
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
2200 John F Kennedy Rd Suite 103, Dubuque, IA 52002
Mailing Address
2200 John F. Kennedy Rd. Suite 103, Dubuque, IA 52002-2840
Phone number
(563) 583-6020
Established
Iowa since 08/01/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
3

SEC notice filing (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WFS FORM ADV PART 2 - 2020.01.29 (3/31/2025)

Direct owners and executive officers


NamePositionCRD#
WEITZEL, TIMOTHY JOSEPHPRESIDENT / BD CHIEF COMPLIANCE OFFICER1063210
WEITZEL, BRADLEY JOSEPHVICE PRESIDENT/RIA CHIEF COMPLIANCE OFFICER5749280

Regulatory assets under management


Total Number of Accounts1,593
AUM (Assets Under Management)$ 274,305,590

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346

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