JK
Jayanth R. Kabad
JAYKAY WEALTH ADVISORS
Houston, TX 77036
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CRD#: 1023557
JK
Professional summary
Jayanth Rao Kabad, CFP® is a registered financial advisor currently at JAYKAY WEALTH ADVISORS, INC. located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.
Jayanth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Jayanth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/15/2008 - JayKay Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 10/20/2008 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. 3. 10/30/2014 - JAYKAY WEALTH ADVISORS, INC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - Started 06/20/14 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Jaykay Wealth Advisors, Inc., an independent investment advisor firm. I started this business activity in 06/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/13/2023 - Jayanth and Kanchan Kabad Private Foundation - Investment Related - Home Based - Non-Profit Board Member - Started 06/01/2014 - 2 Hours Per Month/0 Hours During Securities Trading - Created the Jayanth R and Kanchan Private Foundation, a private non profit foundation in 2014 5. 07/29/2025 - Other - Writing a book detailing my memoirs, - Home Based - Not Inv Rel - Start date: 10/15/2025 - 6hrs/mnth
CRS (Client Relationship Summary) - RIA
Click below to view Jayanth Rao Kabad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
June 3, 2014 - Present
JAYKAY WEALTH ADVISORS, INC.
Office #1: 6200 Savoy Dr. #300, Houston, TX 77036RIA
CRD#: 170192
Houston, TX
Current
August 27, 2008 - Present
LPL FINANCIAL LLC
Office #1: 6200 Savoy Dr, Suite 300, Houston, TX 77036RIA
BD
CRD#: 6413
Houston, TX
Past
August 27, 2008 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
May 22, 1997 - August 29, 2008
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HOUSTON, TX
Past
May 22, 1997 - August 29, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HOUSTON, TX
Past
November 21, 1986 - May 22, 1997
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 5, 1982 - March 8, 1982
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JAYKAY WEALTH ADVISORS, INC.
JAYKAY WEALTH ADVISORS, INC | KABAD, KANCHAN | JAYKAY WEALTH ADVISORS, INC.
CRD#: 170192 / SEC#: 801-113311
RIA
Registered Investment Advisory firm - (5/31/2018 Approved)Texas
Registered Investment Advisory firm - (6/4/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/10/2021)
RR
California(8/27/2008)
RR
Colorado(8/17/2015)
RR
Florida(8/27/2008)
RR
Illinois(8/27/2008)
RR
Louisiana(1/5/2015)
RR
Massachusetts(7/3/2018)
RR
Missouri(4/3/2013)
RR
Nebraska(2/23/2021)
RR
New Mexico(7/13/2021)
RR
New York(10/9/2008)
RR
Oklahoma(9/15/2015)
RR
Oregon(2/23/2021)
RR
Pennsylvania(6/18/2015)
RR
South Carolina(8/27/2008)
RR
Texas(8/27/2008)
IAR
Texas(6/3/2014)
RR
Virginia(10/9/2008)
RR
Washington(9/24/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
JAYKAY WEALTH ADVISORS, INC.
JAYKAY WEALTH ADVISORS, INC | KABAD, KANCHAN | JAYKAY WEALTH ADVISORS, INC.
CRD#: 170192 / SEC#: 801-113311
RIA
Registered Investment Advisory firm - (5/31/2018 Approved)Texas
Registered Investment Advisory firm - (6/4/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6200 Savoy Dr. #300, Houston, TX 77036
Mailing Address
Phone number
(713) 780-4575
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 357 |
| AUM (Assets Under Management) | $ 170,544,786 |
Red Flags
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Company Information
JAYKAY WEALTH ADVISORS, INC.
CRD#: 170192Houston, TX 77036TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
