Burke L. Richman
Professional summary
Burke Lavar Richman is a registered financial professional currently at NYLIFE SECURITIES LLC located in Kimberly, Idaho.
Burke is registered as a RR (Registered Representative) and started their career in finance in 1992. Burke has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Burke Lavar Richman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2020 - Present
NYLIFE SECURITIES LLC
August 13, 2015 - December 31, 2017
ROBOTIC TRADING ADVISORS, LLC
May 24, 2011 - August 30, 2013
FOOTHILL SECURITIES, INC.
May 23, 2011 - August 30, 2013
FOOTHILL SECURITIES, INC.
May 27, 2008 - April 20, 2011
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 27, 2008 - April 20, 2011
J.P. TURNER & COMPANY, L.L.C.
March 8, 2006 - June 2, 2008
LPL FINANCIAL LLC
March 8, 2006 - June 2, 2008
LPL FINANCIAL LLC
February 16, 2006 - February 16, 2006
LPL FINANCIAL LLC
August 24, 1992 - March 16, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
April 29, 1992 - March 16, 2006
IDS LIFE INSURANCE COMPANY
April 29, 1992 - March 16, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2020)
(7/21/2025)
Exams
Series 7TO
Date: 7/14/2020
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
